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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 10-K/A

(Mark One)  

ý

ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2002

or

o

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from                             to                              

Commission file number: 0-19311


IDEC PHARMACEUTICALS CORPORATION
(Exact name of registrant as specified in its charter)

Delaware   33-0112644
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification No.)

3030 Callan Road, San Diego, California

 

92121
(Address of principal executive offices)   (Zip code)

(858) 431-8500
(Registrant's telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act: None

Securities registered pursuant to Section 12(g) of the Act:
Common Stock, $0.0005 par value
(Title of class)


        Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ý    No o

        Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. o

        Indicate by check mark whether the registrant is an accelerated filer (as defined in Exchange Act Rule 12b-2). Yes ý    No o

        As of June 30, 2002, the aggregate market value of the voting stock held by non-affiliates of the Registrant was approximately $5,202,590,172. (Based upon the "closing" price as reported by The Nasdaq Stock Market on June 28, 2002). This number is provided only for the purposes of this report and does not represent an admission by either the Registrant or any such person as to the status of such person.

        As of January 31, 2003, the Registrant had 154,677,126 shares of its common stock, $0.0005 par value, issued and outstanding.

DOCUMENTS INCORPORATED BY REFERENCE

        Portions of the Registrant's Proxy Statement for its Annual Meeting of Stockholders held on May 19, 2003 are incorporated by reference into Part III.




Explanatory Note

        This Form 10-K/A is being filed solely for the purpose of re-filing the redacted Commercial Supply Agreement dated June 1, 2002 by and between Baxter Pharmaceutical Solutions LLC and the Registrant and does not reflect any events occurring after the date of filing of the original Form 10-K or otherwise modify or update any of the information contained therein.


PART IV

Item 15. Exhibits, Financial Statement Schedules and Reports on Form 8-K.

a.
(1) and (2)    Consolidated Financial Statements and Schedule:
Exhibit Number
  Description
1.1(19)   Purchase Agreement for $300,000,000 Liquid Yield Option Notes due 2019 (Zero Coupon—Subordinated) dated as of February 9, 1999 between the Registrant and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
3.1(20)   Amended and Restated Certificate of Incorporation of the Registrant.
3.2(1)   Bylaws of the Registrant.
3.3(27)   Certificate of Amendment of Amended and Restated Certificate of Incorporation of the Registrant.
4.1   Reference is made to Exhibit 3.1.
4.2   Reference is made to Exhibit 3.2.
4.3(2)   1992 Amended and Restated Registration Rights Agreement of IDEC California.
4.4(1)   Specimen Common Stock Certificate of the Registrant.
4.5   Reference is made to Exhibit 10.46.
4.6(7)   1995 Registration Rights Agreement of the Registrant.
4.8(18)   Preferred Share Purchase Rights.
4.9(19)   First Amendment to the Preferred Share Purchase Rights Agreement, dated July 22, 1997.
4.10(19)   Indenture dated as of February 16, 1999 between the Registrant and Chase Manhattan Bank and Trust Company, National Association.
4.11   Reference is made to Exhibit 1.1
4.12(10)   Form of Registered Liquid Yield Option™ Note due 2019.
4.13(26)   Amended and Restated Rights Agreement dated as of July 26, 2001 between us and Mellon Investor Services LLC.
4.14(31)   Indenture, dated as of April 29, 2002, between IDEC Pharmaceuticals Corporation and JP Morgan Trust Company, N.A.
4.15(31)   Registration Rights Agreement, dated as of April 29, 2002, between IDEC Pharmaceuticals Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
4.16(31)   Form of Liquid Yield Option™ Note dated April 29, 2002.
     

51


10.1(32)   1988 Stock Option Plan of the Registrant, as amended and restated through October 22, 2002.
10.2(13)   Form of Notice of Grant.
10.3(32)   Form of Option Agreement.
10.4(12)   Letter Agreement between the Registrant and Genentech, Inc., dated May 21, 1996.
10.5(2)   401(k) Plan of the Registrant.
10.6(2)   Form of acceleration of vesting letter agreement between the Registrant and certain officers.
10.7(2)+   License Agreement with Coulter Immunology, dated May 16, 1991.
10.8(3)   Lease Agreement between the Registrant and Torrey Sorrento, Inc., dated July 9, 1992.
10.9(3)+   Collaborative Research and License Agreement between the Registrant and SmithKline Beecham p.l.c., dated October 12, 1992.
10.10(3)   Investment Agreement between the Registrant and S.R. One, Limited, dated October 16, 1992.
10.11(17)   1995 Employee Stock Purchase Plan, as amended and restated through January 20, 1999.
10.12(4)+   Collaborative Development Agreement between the Registrant and Mitsubishi Pharma Corporation, formerly Mitsubishi-Tokyo Pharmaceuticals, Inc., formerly Mitsubishi Chemical Corporation, dated November 11, 1993.
10.14(29)   1993 Non-Employee Directors Stock Option Plan, as amended and restated through March 23, 2001.
10.15(6)+   Collaborative Development Agreement between the Registrant and Seikagaku Corporation dated December 27, 1994.
10.16(6)+   License Agreement between the Registrant and Seikagaku Corporation dated December 27, 1994.
10.27(6)   1994 Registration Rights Agreement.
10.28(6)   Investment Agreement between the Registrant, SmithKline Beecham p.l.c. and SmithKline Beecham Corporation, dated December 28, 1994.
10.29(7)   Master Definitions Agreement between the Registrant and Genentech. Inc.
10.30(7)+   Collaboration Agreement between the Registrant and Genentech. Inc., dated March 16, 1995.
10.31(7)+   Expression Technology Agreement between the Registrant and Genentech. Inc., dated March 16, 1995.
10.32(7)   Preferred Stock Purchase Agreement between the Registrant and Genentech. Inc., dated March 16, 1995.
10.33(7)   Option Agreement between the Registrant and Genentech, Inc., dated March 16, 1995.
10.34(7)   Preferred and Common Stock Purchase Agreement between the Registrant and ML/MS Associates, L.P., dated March 16, 1995.
10.35(9)+   Amendment Agreement between the Registrant and SmithKline Beecham p.l.c., dated January 20, 1993.
10.36(9)+   Modification of the Amendment Agreement between the Registrant and SmithKline Beecham p.l.c., dated June 14, 1993.
10.37(8)   Special Stock Issuance Plan.
     

52


10.40(15)   Collaborative Development Agreement between the Registrant and Eisai Co., Ltd. dated December 11, 1995.
10.41(15)   License Agreement between the Registrant and Eisai Co., Ltd. dated December 11, 1995.
10.42(15)   License Agreement between the Registrant, Genentech, Inc., and Zenyaku Kogyo Co., Ltd. dated November 30, 1995.
10.43(15)   Development Agreement between the Registrant, Genentech, Inc., and Zenyaku Kogyo Co., Ltd. dated November 30, 1995.
10.44(15)   Supply Agreement between the Registrant and Zenyaku Kogyo Co., Ltd. dated November 30, 1995.
10.45(15)   Termination Agreement between the Registrant and Zenyaku Kogyo Co., Ltd. dated November 30, 1995.
10.46(15)   Amendment to the Development Agreement between the Registrant, Genentech, Inc., and Zenyaku Kogyo Co., Ltd. dated November 30, 1995.
10.47(15)   Amendment to Collaboration Agreement between the Registrant and Genentech, Inc., dated November 30, 1995.
10.48(11)   License Agreement between the Registrant and Chugai Pharmaceutical Co., Ltd., dated March 31, 1996.
10.49(14)   Lease Agreement between the Registrant and All Spectrum Services, Inc., dated August 13, 1996.
10.50(1)   Form of Indemnification Agreement for Officers and Directors.
10.51(16)+   9-AC Asset Transfer Agreement between the Registrant, Pharmacia & Upjohn S.p.A. and Pharmacia & Upjohn Company, dated February 10, 1997.
10.52(19)   Purchase Agreement for $300,000,000 Liquid Yield Option™ Notes due 2019 (Zero Coupon—Subordinated) dated as of February 9, 1999 between the Registrant and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
10.53(19)   Indenture dated as of February 16, 1999 between the Registrant and Chase Manhattan Bank and Trust Company, National Association.
10.54(21)+   Collaboration & License Agreement between the Company and Schering Aktiengesellschaft, dated June 9, 1999.
10.58(22)+   Amended and Restated Collaborative Research and License agreement between IDEC Pharmaceuticals Corporation and SmithKline Beecham p.l.c., dated February 29, 2000
10.62(24)+   Purchase Agreement and Escrow Instructions dated August 31, 2000 between the Company and Ivey Ranch Development Company, LLC.
10.63(25)+   Isotope Agreement between us and MDS Nordion Inc. as amended by a first amendment on January 21, 2000 and a second amendment on March 16, 2001.
10.64(28)+   Purchase and Sale Agreement and Escrow Instructions between San Dieguito Partnership, L.P. and IDEC Pharmaceuticals Corporation, dated July 17, 2001, and the First, Second and Third Amendments to the Purchase and Sale Agreement and Escrow Instructions dated August 17, 2001, August 24, 2001 and August 29, 2001, respectively.
10.65(28)+   Supply Agreement between DSM Pharmaceuticals, Inc., formerly Catalytica Pharmaceuticals, Inc. and IDEC Pharmaceuticals Corporation dated August 8, 2001.
10.66(28)+   Collaborative Development Agreement between IDEC Pharmaceuticals Corporation and Mitsubishi Pharma Corporation, formerly Mitsubishi-Tokyo Pharmaceuticals, Inc., dated September 21, 2001.
     

53


10.67(28)   Amended and Restated IDEC Pharmaceuticals Corporation Deferred Compensation Plan dated September 5, 2001.
10.68(30)+   Third Amendment to Agreement between MDS Canada Inc., MDS Nordion division, successor to MDS Nordion Inc. and IDEC Pharmaceuticals Corporation dated November 12, 2001.
10.69(31)+   Addendum to Collaborative Development Agreement, dated March 22, 2002, between IDEC Pharmaceuticals Corporation and Seikagaku Corporation.
10.70+   Commercial Supply Agreement between Baxter Pharmaceutical Solutions LLC and IDEC Pharmaceuticals Corporation dated June 1, 2002.
12.1   Computation of Ratio of Earnings to Fixed Charges.
22.1(2)   Subsidiaries of the Company.
23.1   Independent Auditors' Consent
31.1   Certifications pursuant to Sections 302 and 906 of the Sarbanes-Oxley Act of 2002
32.1   Certifications pursuant to 18 U.S.C. Section 1350

+
Confidential Treatment has been granted with respect to portions of this agreement.

Trademark of Merrill Lynch & Co., Inc.

(1)
Incorporated by reference to exhibit filed with our Registration Statement on Form 8-B filed on June 2, 1997.

(2)
Incorporated by reference to exhibit filed with our Registration Statement on Form S-1, File No. 33-40756.

(3)
Incorporated by reference to exhibit filed with our Annual Report on Form 10-K for the year ended December 31, 1992.

(4)
Incorporated by reference to exhibit filed with our Registration Statement on Form S-1, File No. 33-76080.

(5)
Incorporated by reference to exhibit filed with our Registration Statement on Form S-8, File No. 33-93794.

(6)
Incorporated by reference to exhibit filed with our Annual Report on Form 10-K for the year ended December 31, 1994.

(7)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended March 31, 1995.

(8)
Incorporated by reference to exhibit filed with our Registration Statement on Form S-8, File No. 33-90738.

(9)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended June 30, 1995.

(10)
Incorporated by reference to exhibit 4.4 filed with our Registration Statement on Form S-3, File No. 333-85339.

(11)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended March 31, 1996.

(12)
Incorporated by reference to exhibit filed with our Registration Statement on Form 8-K, dated May 21, 1996.

(13)
Incorporated by reference to exhibit filed with our Registration Statement on Form S-8, File No. 333-81625.

54


(14)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended September 30, 1996.

(15)
Incorporated by reference to exhibit filed with our Annual Report on Form 10-K for the year ended December 31, 1995.

(16)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended June 30, 1997.

(17)
Incorporated by reference to exhibit 99.1 to our Registration Statement on Form S-8, File No. 333-65494.

(18)
Incorporated by reference to exhibit filed with our Registration Statement on Form 8-A, dated August 1, 1997.

(19)
Incorporated by reference to exhibit filed with our Annual Report on Form 10-K for the fiscal year ended December 31, 1998.

(20)
Incorporated by reference to exhibit filed with our Proxy Statement filed on November 4, 1999.

(21)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended June 30, 1999.

(22)
Incorporated by reference to exhibit filed with our Annual Report on Form 10-K for the fiscal year ended December 31, 1999.

(23)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended June 30, 2000.

(24)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended September 30, 2000.

(25)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended March 31, 2001.

(26)
Incorporated by reference to exhibit 4.1 filed with our Registration Statement on Form 8-A, File No. 333-37128 dated July 27, 2001.

(27)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended June 30, 2001.

(28)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended September 30, 2001.

(29)
Incorporated by reference to exhibit filed with our Annual Report on Form 10-K for the fiscal year ended December 31, 2000.

(30)
Incorporated by reference to exhibit filed with our Annual Report on Form 10-K for the fiscal year ended December 31, 2001.

(31)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended March 31, 2002.

(32)
Incorporated by reference to exhibit filed with our Quarterly Report on Form 10-Q for the quarter ended September 30, 2002.

b.
Reports on Form 8-K. On November 29, 2002, we filed a current report of Form 8-K reporting that William R. Rohn, our President and Chief Operating Officer, informed us that he has established a nondiscretionary sales plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934 in order to gradually diversify his holdings. The sales plan takes effect December 4, 2002 and expires one year later. The sales plan provides for sales of up to 125,000 shares of our common stock per three month period depending on prevailing market prices. The maximum number of shares of our common stock that can be sold under the sales plan is 300,000 shares.

55



SIGNATURES

        Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

        IDEC PHARMACEUTICALS CORPORATION

Date:

 

October 2, 2003


 

By:

/s/  
WILLIAM H. RASTETTER, PH.D.      
William H. Rastetter, Ph.D.,
Chairman and Chief Executive Officer

        Pursuant to the requirements the Securities Exchange Act of 1934, this report has been signed by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

Name
  Capacity
  Date

 

 

 

 

 
/s/  WILLIAM H. RASTETTER, PH.D.      
William H. Rastetter, Ph.D.
  Chairman and Chief Executive Officer (Principal Executive Officer)   October 2, 2003

/s/  
EDWARD M. RODRIGUEZ*      
Edward M. Rodriguez

 

Vice President, Finance and Controller (Principal Financial and Accounting Officer)

 

October 2, 2003

/s/  
HERBERT BOYER, PH.D.*      
Herbert Boyer, Ph.D.

 

Director

 

October 2, 2003

/s/  
ALAN B. GLASSBERG, M.D.*      
Alan B. Glassberg, M.D.

 

Director

 

October 2, 2003

/s/  
KAZUHIRO HASHIMOTO*      
Kazuhiro Hashimoto

 

Director

 

October 2, 2003

/s/  
FRANKLIN P. JOHNSON, JR.*      
Franklin P. Johnson, Jr.

 

Director

 

October 2, 2003

/s/  
ROBERT W. PANGIA*      
Robert W. Pangia

 

Director

 

October 2, 2003

/s/  
BRUCE R. ROSS*      
Bruce R. Ross

 

Director

 

October 2, 2003

/s/  
LYNN SCHENK*      
Lynn Schenk

 

Director

 

October 2, 2003

/s/  
WILLIAM D. YOUNG*      
William D. Young

 

Director

 

October 2, 2003

*By:

 

/s/  
WILLIAM H. RASTETTER, PH.D.      
William H. Rastetter, Ph.D.
Attorney-in-fact

 

 

 

 

57




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PART IV
SIGNATURES

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Exhibit 10.70

CONFIDENTIAL TREATMENT REQUESTED

        CONFIDENTIAL TREATMENT REQUESTED: INFORMATION FOR WHICH CONFIDENTIAL TREATMENT HAS BEEN REQUESTED IS OMITTED AND IS NOTED WITH "[CONFIDENTIAL TREATMENT REQUESTED]." AN UNREDACTED VERSION OF THIS DOCUMENT HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION.

COMMERCIAL SUPPLY AGREEMENT

        This Commercial Supply Agreement (this "Agreement") is entered into and effective as of the 1st day of June 2002 ("Effective Date") by and between Baxter Pharmaceutical Solutions LLC ("BAXTER"), a Delaware limited liability company having a place of business at 927 South Curry Pike, Bloomington, Indiana 47403, and IDEC Pharmaceuticals Corporation ("CLIENT"), a Delaware corporation having a place of business at 3030 Callan Road, San Diego, CA 92121.

RECITALS

        1.     CLIENT is engaged in the development, bulk production, formulation, sale and distribution of pharmaceutical products;

        2.     BAXTER is engaged in the filling, labeling and packaging of pharmaceutical products;

        3.     CLIENT and BAXTER desire to have BAXTER fill, package, inspect, label, and test a certain pharmaceutical product known as Ibritumomab Tiuxetan ("Zevalin") for distribution and sale by CLIENT.

        NOW, THEREFORE, in consideration of the mutual covenants and agreements contained herein, the parties agree as follows:

Article 1, DEFINITIONS

        As used in this Agreement, the following words and phrases shall have the following meanings:

1


2


3


Article 2, PRODUCT MASTER PLAN

4


ARTICLE 3, PURCHASE AND SUPPLY OF PRODUCT

5


6


Article 4, FORECASTS, ORDERS, AND CAPACITY

7


8


Article 5, PRICE

Article 6, SHIPMENT AND INVOICING

9


Article 7, ACCEPTANCE OF PRODUCT

10


Article 8, TERM AND TERMINATION

11


12


Article 9, PRODUCTION OF PRODUCT

13


14


Article 10, REGULATORY

15


Article 11, TRADEMARKS

Article 12, REPRESENTATIONS AND WARRANTIES

16


Article 13, LIMITATION OF LIABILITY, WAIVER OF SUBROGATION AND REPLACEMENT OF BULK CONJUGATED ANTIBODY AND OTHER CLIENT SUPPLIED COMPONENTS

17


18


Article 14, INDEMNIFICATION

19


Article 15, INSURANCE

20


Article 16, RECALL OF PRODUCT

21


 
  Recall Class
Number of Consignees

  I
  II
  III
[CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]
[CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]
[CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]
[CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]
[CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]

Article 17, INTELLECTUAL PROPERTY

22


Article 18, CONFIDENTIAL INFORMATION, NONDISCLOSURE AND PUBLICITY

23


Article 19, FORCE MAJEURE

24


Article 20, NOTICES

If to BAXTER:   Baxter Pharmaceutical Solutions LLC
927 South Curry Pike
Bloomington, Indiana 47403
    Attn: Alisa K. Wright, Vice President of Business Affairs

 

 

Telefax No.

 

812-332-3079
    Telephone No.   812-333-0887

With a copy to:

 

Baxter Healthcare Corporation
One Baxter Parkway
Deerfield, Illinois 60015-4633
    Attn: General Counsel

 

 

Telefax No.

 

(847) 948-2450
    Telephone No.   (847) 948-2600

If to CLIENT:

 

IDEC Pharmaceuticals Corporation
3030 Callan Road
San Diego, California 92121
    Attn: President

 

 

Telefax No.

 

(858) 431-8755
    Telephone No.   (858) 431-8500

With a copy to:

 

IDEC Pharmaceuticals Corporation
3030 Callan Road
San Diego, California 92121
    Attn: Company Secretary

 

 

Telefax No.

 

(858) 431-8755
    Telephone No.   (858) 431-8500

25


Article 21, APPLICABLE LAW

Article 22, ASSIGNMENT

Article 23, ALLIANCES

Article 24, TAXES

Article 25, SUCCESSORS AND ASSIGNS

Article 26, ENTIRE AGREEMENT

26


Article 27, SEVERABILITY

Article 28, WAIVER AND MODIFICATION OF AGREEMENT

Article 29, INDEPENDENT CONTRACTORS

        IN WITNESS WHEREOF, the parties have caused this Commercial Supply Agreement to be signed by their duly authorized representatives as of the Effective Date written above.

    "BAXTER"       "CLIENT"

BAXTER PHARMACEUTICAL SOLUTIONS LLC

 

IDEC PHARMACEUTICALS CORPORATION

By:

 

/s/  
ALISA K. WRIGHT      

 

By:

 

/s/  
WILLIAM ROHN      

Name: Alisa Wright

 

Name: William Rohn

Title: Vice President, Business Affairs

 

Title: President and COO

27



Exhibit 1

Cancellation Fees

Timing

  Cancellation Fee
Cancellation of any batch within [CONFIDENTIAL TREATMENT REQUESTED] of the scheduled fill date   [CONFIDENTIAL TREATMENT REQUESTED]
Cancellation of any batch within [CONFIDENTIAL TREATMENT REQUESTED] of the scheduled fill date   [CONFIDENTIAL TREATMENT REQUESTED]
Cancellation of any batch within [CONFIDENTIAL TREATMENT REQUESTED] of the scheduled fill date   [CONFIDENTIAL TREATMENT REQUESTED]


Exhibit 2

Product Specifications for Release Testing of Product Kits

        Labeled and released components will be assembled into the Zevalin radiolabeling kit (111-Indium or 90-Yttrium).

        Each kit component (2B8-MX-DTPA Conjugated Antibody, 50 mM Sodium Acetate, Formulation Buffer and Reaction vial) is individually tested and released based upon pre-determined release specifications.

        Kits are tested for adequacy of the packaging materials (labels, tray, package insert, overlabels and carton), printing of lot number and expiration date, and identity of the kit components is verified using the following methods:

[CONFIDENTIAL
TREATMENT
REQUESTED]
  [CONFIDENTIAL
TREATMENT
REQUESTED]
  [CONFIDENTIAL
TREATMENT
REQUESTED]

[CONFIDENTIAL
TREATMENT
REQUESTED]

 

[CONFIDENTIAL
TREATMENT
REQUESTED]

 

[CONFIDENTIAL
TREATMENT
REQUESTED]

[CONFIDENTIAL
TREATMENT
REQUESTED]

 

[CONFIDENTIAL
TREATMENT
REQUESTED]

 

[CONFIDENTIAL
TREATMENT
REQUESTED]

[CONFIDENTIAL
TREATMENT
REQUESTED]

 

[CONFIDENTIAL
TREATMENT
REQUESTED]

 

[CONFIDENTIAL
TREATMENT
REQUESTED]

[CONFIDENTIAL TREATMENT REQUESTED]




Exhibit 3

Kit Component Specifications
for Release Testing of 2B8-MX-DTPA Conjugated Antibody

 
  Test Name
  Specification
Safety Tests/
Process Related Impurities
  Pre-filtration Bioburden   [CONFIDENTIAL TREATMENT REQUESTED]
    Particulate Matter   [CONFIDENTIAL TREATMENT REQUESTED]
    Bacterial Endotoxins   [CONFIDENTIAL TREATMENT REQUESTED]
    Sterility (Bulk)   [CONFIDENTIAL TREATMENT REQUESTED]
    Sterility (Finished Product)   [CONFIDENTIAL TREATMENT REQUESTED]
Identity   Potency Tests   [CONFIDENTIAL TREATMENT REQUESTED]
Strength   Protein Concentration   [CONFIDENTIAL TREATMENT REQUESTED]
Quality   Appearance, Color, Clarity   [CONFIDENTIAL TREATMENT REQUESTED]
Potency   CD20 Binding Activity   [CONFIDENTIAL TREATMENT REQUESTED]
    Radiochemical Purity   [CONFIDENTIAL TREATMENT REQUESTED]
Purity/
Product Related Impurities
  Percent Monomer by SEC-HPLC   [CONFIDENTIAL TREATMENT REQUESTED]
    Chelates per Antibody   [CONFIDENTIAL TREATMENT REQUESTED]
    SDS-PAGE, Silver Stain   [CONFIDENTIAL TREATMENT REQUESTED]
General Tests   Fill Volume   [CONFIDENTIAL TREATMENT REQUESTED]
    pH Determination   [CONFIDENTIAL TREATMENT REQUESTED]

[CONFIDENTIAL TREATMENT REQUESTED]




Kit Component Specifications
for Release Testing of 50 mM Sodium Acetate

 
  Test Name
  Specification
Safety Tests/
Process Related Impurities
  Pre-filtration Bioburden   [CONFIDENTIAL TREATMENT REQUESTED]
    Particulate Matter   [CONFIDENTIAL TREATMENT REQUESTED]
    Bacterial Endotoxins   [CONFIDENTIAL TREATMENT REQUESTED]
    Sterility (Bulk)   [CONFIDENTIAL TREATMENT REQUESTED]
    Sterility (Finished Product)   [CONFIDENTIAL TREATMENT REQUESTED]
Identity   Sodium Identification   [CONFIDENTIAL TREATMENT REQUESTED]
    Acetate Identification   [CONFIDENTIAL TREATMENT REQUESTED]
Strength   Sodium Acetate Concentration   [CONFIDENTIAL TREATMENT REQUESTED]
Quality   Appearance, Color, Clarity   [CONFIDENTIAL TREATMENT REQUESTED]
General Tests   Fill Volume   [CONFIDENTIAL TREATMENT REQUESTED]


Kit Component Specifications
for Release Testing of Formulation Buffer

 
  Test Name
  Specification
Safety Tests/
Process Related Impurities
  Pre-filtration Bioburden   [CONFIDENTIAL TREATMENT REQUESTED]
    Particulate Matter   [CONFIDENTIAL TREATMENT REQUESTED]
    Bacterial Endotoxins   [CONFIDENTIAL TREATMENT REQUESTED]
    Sterility (Bulk)   [CONFIDENTIAL TREATMENT REQUESTED]
    Sterility (Finished Product)   [CONFIDENTIAL TREATMENT REQUESTED]
Identity   HSA Identification   [CONFIDENTIAL TREATMENT REQUESTED]
Strength   HSA Concentration   [CONFIDENTIAL TREATMENT REQUESTED]
    DTPA Concentration   [CONFIDENTIAL TREATMENT REQUESTED]
Quality   Appearance, Color, Clarity   [CONFIDENTIAL TREATMENT REQUESTED]
General Tests   Fill Volume   [CONFIDENTIAL TREATMENT REQUESTED]
    pH Determination   [CONFIDENTIAL TREATMENT REQUESTED]

[CONFIDENTIAL TREATMENT REQUESTED]




Kit Component Specifications
for Release Testing of Reaction Vial

 
  Test Name
  Specification
Safety Tests/
Process Related Impurities
  Particulate Matter   [CONFIDENTIAL TREATMENT REQUESTED]
    Bacterial Endotoxins   [CONFIDENTIAL TREATMENT REQUESTED]
    Sterility (Finished Product)   [CONFIDENTIAL TREATMENT REQUESTED]
Quality   Appearance, Color, Clarity   [CONFIDENTIAL TREATMENT REQUESTED]

[CONFIDENTIAL TREATMENT REQUESTED]




Exhibit 4

[Reserved]



Exhibit 5

Regulatory Authorities and Countries

Regulatory Authority
  Country of Distribution
FDA   United States
EMEA   European Union
HPB   Canada


Exhibit 6

[CONFIDENTIAL TREATMENT REQUESTED]



Exhibit 7

Pricing

A. Production

Filling

  Batch Size
  Theoretical Yield*
  Price/Batch**
Conjugated Antibody   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]

Sodium Acetate

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

[CONFIDENTIAL TREATMENT REQUESTED]

Formulation Buffer

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

[CONFIDENTIAL TREATMENT REQUESTED]

Reaction Vial

 

N/A

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

[CONFIDENTIAL TREATMENT REQUESTED]

*
[CONFIDENTIAL TREATMENT REQUESTED].

**
For Batches manufactured post Stability/Validation Batches

Kitting
  Price/Kit***
500—1,000 kits   [CONFIDENTIAL TREATMENT REQUESTED]

1,001—2,500 kits

 

[CONFIDENTIAL TREATMENT REQUESTED]

2,501—5,000 kits

 

[CONFIDENTIAL TREATMENT REQUESTED]

***
[CONFIDENTIAL TREATMENT REQUESTED].

B. Services

Storage of Bulk Conjugated Antibody and Other Client Supplied Components in excess of a [CONFIDENTIAL TREATMENT REQUESTED]   [CONFIDENTIAL TREATMENT REQUESTED]

Storage of Kit Component or Kit in
[CONFIDENTIAL TREATMENT REQUESTED]

 

[CONFIDENTIAL TREATMENT REQUESTED]


Exhibit 8

INTERCOMPANY QUALITY AGREEMENT

IDEC Pharmaceuticals Corporation
San Diego, California 92121
(hereafter called "IDEC")

Approved by: /s/  
MICHAEL E. WIEKE      

 

Date: 6/14/02

Vice President, Quality, IDEC

 

 

AND

Baxter Pharmaceutical Solutions LLC
Bloomington, Indiana 47402
(hereafter called "BAXTER")

Approved by: /s/ [ILLEGIBLE]

 

Date: 6/14/02

Director, Quality, BAXTER

 

 

The PRODUCT Listed in the Supply Agreement
(hereafter called "the PRODUCT")
are subject to the following conditions:


History of Revisions

Revision
Version

  Revision
Date

  Revised By
  Description
0.0   041902   T. Ryskamp   Initial
                         
                         
                         
                         
                         
                         
                         
                         
                         
                         
                         
                         

2



TABLE OF CONTENTS

 
   
  Page
1.   QUALITY AGREEMENT   4

2.

 

PRODUCT

 

4

3.

 

ADMINISTRATIVE INFORMATION

 

4

4.

 

DURATION OF AGREEMENT

 

4

5.

 

MANUFACTURING cGMP COMPLIANCE

 

4

6.

 

QUALITY CONTROL

 

7

7.

 

QUALITY ASSURANCE

 

8

8.

 

REGULATORY COMPLIANCE

 

10

9.

 

DISPUTE RESOLUTION

 

12

10.

 

CHANGE MANAGEMENT

 

12

11.

 

PRODUCT AND PROCESS VALIDATION

 

12

12.

 

NOTIFICATION OF NEW PRODUCT CLASSIFICATION

 

13

13.

 

ANNUAL PRODUCT REVIEW, ANNUAL REPORT AND DRUG LISTING

 

13

APPENDIX I—List of Quality Contacts

 

14

APPENDIX II—Release Documentation

 

15

APPENDIX III—Certificate of Analysis for Filling: Conjugated Antibody Component

 

16

APPENDIX IV—Certificate of Analysis for Filling: Formulation Buffer Component

 

17

APPENDIX V—Certificate of Analysis for Filling: Sodium Acetate Component

 

18

APPENDIX VI—List of Applicable Standard Operating Procedures

 

19

3


        1.    QUALITY AGREEMENT    

        2.    PRODUCT    

        3.    ADMINISTRATIVE INFORMATION    

        4.    DURATION OF AGREEMENT    

        The agreement will expire with termination of the Supply Agreement. The agreement can be modified as needed with the written approval of both parties.

        5.    MANUFACTURING cGMP COMPLIANCE    

4


5


6


        6.    QUALITY CONTROL    

7


        7.    QUALITY ASSURANCE    

8


9


        8.    REGULATORY COMPLIANCE    

10


11


        9.    DISPUTE RESOLUTION    

        10.    CHANGE MANAGEMENT    

        11.    PRODUCT AND PROCESS VALIDATION    

12


        12.    NOTIFICATION OF NEW PRODUCT CLASSIFICATION    

        13.    ANNUAL PRODUCT REVIEW, ANNUAL REPORT AND DRUG LISTING    

13



APPENDIX I—List of Quality Contacts
(Name, phone, fax, e-mail)

ISSUE

  IDEC
  BAXTER
Product Release   Fanzia Mohammed
Ph: (858) 431-8505
Fax: (858) 431-8152
fmohammed@idecpharm.com
  Carol Winnefeld
Ph: (812) 333-0887
Fax: (812) 333-3079
carol_winnefeld@baxter.com

QC Testing

 

Mark Rosen
Ph: (858) 431-8537
Fax: (858) 431-8751
mrosen@idecpharm.com

 

Bryan Hudson/Dan Larrimore
Ph: (812) 333-0887
Fax: (812) 333-3079
Bryan_Hudson@baxter.com
Dan_larrimore@baxter.com

Investigations

 

Fanzia Mohammed
Ph: (858) 431-8505
Fax: (858) 431-8152
fmohammed@idecpharm.com

 

Susan Easton/ Jennifer Walls
Ph: (812) 333-0887
Fax: (812) 333-3079
Susan_Easton@baxter.com
Jennifer_walls@baxter.com

Stability

 

Roya Ravan
Ph: (858) 431-8587
Fax: (858) 431-8751
rravan@idecpharm.com

 

Bryan Hudson
Ph: (812) 333-0887
Fax: (812) 333-3079
Bryan_Hudson@baxter.com

Validation

 

Kathleen Houck
Ph: (858) 431-8605
Fax: (858) 431-8152
khouck@idecpharm.com

 

Dave Abram
Ph: (812) 333-0887
Fax: (812) 333-3079
Dave_abram@baxter.com

Compliance Audits

 

Neno Segura
Ph: (858) 431-8678
Fax: (858) 431-8751
nsegura@idecpharm.com

 

Aaron Turner
Ph: (812) 333-0887
Fax: (812) 333-3079
Aaron_turner@baxter.com

Product Complaints

 

Fanzia Mohammed
Ph: (858) 431-8505
Fax: (858) 431-8152
fmohammed@idecpharm.com

 

Carol Winnefeld
Ph: (812) 333-0887
Fax: (812) 333-3079
Carol_winnefeld@baxter.com

Change Management

 

Mikel Edwards
Ph: (858) 431-8683
Fax: (858) 431-8751
medwards@idecpharm.com

 

Jennifer Walls/Kelly Davis
Ph: (812) 333-0887
Fax: (812) -333-3079
Jennifer_walls@baxter.com
Kelly_davis@baxter.com

CMC Regulatory Issues

 

Art Blum
Ph: (858) 431-8341
Fax: (858) 431-8889
ablum@idecpharm.com

 

Kelly Davis
Ph: (812) 333-0887
Fax: (812) 333-3079
Kelly_davis@baxter.com

14



APPENDIX II—Release Documentation

        This document will include the name of the PRODUCT, the batch number and the date of manufacture. The C of A will list the finished PRODUCT test results and PRODUCT disposition.

        This document will attest to the fact that the batch of PRODUCT was made in accordance with applicable SOPs, Batch Record and the Product Master Plan. It will state that all deviations were documented and, if necessary, investigated

        In addition to the foregoing, BAXTER will provide a copy of the raw data for the in-process QC tests and release tests to IDEC.

        BAXTER will provide copies of environmental monitoring data related to the manufacture of PRODUCT, and the executed Batch Records including investigation reports and process deviation reports.

15



APPENDIX III—Certificate of Analysis for Filling: Conjugated Antibody Component

Zevalin 2B8-MX-DTPA Bulk

TEST CODE

  TEST NAME

  SPECIFICATION

  RESULT
QBC-102   Protein Concentration   [CONFIDENTIAL TREATMENT REQUESTED]    

QGM-001

 

PH

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

 

QBC-120

 

Bacterial Endotoxins

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

 

QMB-038

 

Bioburden

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

 

    


Prepared By:

 

    


 

Date:

 

    

    

o All tests passed
o Not all tests passed

    


 

Date:

 

    

Quality Control        

16



APPENDIX IV—Certificate of Analysis for Filling: Formulation Buffer Component

Formulation Buffer Bulk

TEST CODE

  TEST NAME

  SPECIFICATION

  RESULT
QMB-038   Bioburden   [CONFIDENTIAL TREATMENT REQUESTED]    

QGM-001

 

pH Determination

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

 

QRM-056

 

HSA Concentration

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

 

QBC-120

 

Bacterial Endotoxins

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

 

    


Prepared By:

 

    


 

Date:

 

    

    

o All tests passed
o Not all tests passed

    


 

Date:

 

    

Quality Control        

17



APPENDIX V

Certificate of Analysis for Filling: Sodium Acetate Component

TEST CODE

  TEST NAME

  SPECIFICATION

  RESULT
QMB-038   Bioburden   [CONFIDENTIAL TREATMENT REQUESTED]    

QBC-120

 

Bacterial Endotoxins

 

[CONFIDENTIAL TREATMENT REQUESTED]

 

 

    


Prepared By:

 

    


 

Date:

 

    

    

o All tests passed
o Not all tests passed

    


 

Date:

 

    

Quality Control        

18


APPENDIX VI

List of Standard Operating Procedures utilized in the Manufacture of PRODUCT

[Omitted]

19



EXHIBIT 9

         Regulatory Plan

IDEC and
BAXTER PHARMACEUTICAL SOLUTIONS LLC (BAXTER)
May 8, 2002

Primary Contact—   Art Blum
Sr. Director of Regulatory Affairs
IDEC
3030 Callan Road
San Diego, CA 92121
Ph: 858-431-8341
Fax: 858-431-8889
E-mail: ablum@idecpharm.com

Secondary Contact—

 

Hector Tamburini
Director of Pharmaceutical Product and Development
Ph: 858-431-8494
Fax: 858-431-8750
E-mail: htamburini@idecpharm.com

Contact at BAXTER—

 

Kelly A. Davis
Regulatory Affairs Supervisor
Ph: 812-333-0887
Fax: 812-332-3079
E-mail: kelly davis@baxter.com

 

 

Judy Salyer
Project Manager
Ph: 812-333-0887
Fax: 812-332-3079
E-Mail: judy salyer@baxter.com

Product Description—

 

Zevalin/Formulation Buffer/Reaction Vial/50 mM Sodium
Acetate/2B8-MX-DTPA Conjugated Antibody

 

 

This product is for the treatment of non-Hodgkins lymphoma.

Purpose of Plan— The following services are available to IDEC and will be billed only if and when specifically requested in writing by IDEC to Baxter. Nothing in this Regulatory Plan shall be construed as committing IDEC to accepting any of the following services without IDEC first giving the appropriate written notice therefor.

Raw Materials & Components— Refer to the appropriate Project Plan.

BAXTER Regulatory

In accordance to the 21 CFR 601.12, Changes to an Approved Application, and as agreed upon by both parties, BAXTER will supply documentation to support the Zevalin Biologic License Application (BLA). The BLA documentation will consist of two primary parts; the chemistry, manufacturing and control information and the establishment description information. This documentation may include one copy of each of the following:

Part 1—Product Description Section

1.0 Description of Manufacturer

        1.1   Name and Address



        1.2   List of biological products manufactured (reference Type V DMF)

2.0 Composition of the Drug Product

3.0 Methods of Manufacturing and Packaging

        3.1   Description of Manufacturing Process Flow (Narrative and Diagrams)

        3.2   Environmental Monitoring

4.0 Specifications and Test Methods

        4.1   Certificates of Analysis—Raw Materials

        4.2   Certificates of Analysis—Primary Packaging Components

        4.3   Certificates of Analysis—Finished Product

        4.4   Finished Product and Raw Material Sampling Procedures

5.0 Container/Closure System

6.0 Microbiology

        6.1   Depyrogenation/Sterilization Validation of Containers/Closures/Filling Equipment

        6.2   Description of Filter Components

        6.3   Critical Holding Periods

        6.4   Description of Media Fills

        6.5   Media Fill Environmental Monitoring

        6.6   Description of Procedure for Media Fill Failures

7.0 Executed Production Batch Records

Part 2—Establishment Description Section

1.0 General Information

        1.1   Floor diagram of the facility



        1.2   Product, personnel, equipment, waste and air flows (narrative and diagrams)

        1.3   Indication of areas which are served by each air handling unit (narrative and diagram)

2.0 Water Systems

        2.1   General Description

        2.2   Validation Summary

        2.2.1 Description of the validation protocol

        2.2.2 Dates of IQ and OQ completion

        2.2.3 Length of the validation period

        2.2.4 Parameters monitored and tests performed

        2.2.5 Frequency of monitoring of each point of use during the validation period

        2.2.6 Validation data summary

        2.2.7 Explanation of all excursions during validation

        2.3   Routine Monitoring Program

3.0 Heating, Ventilating and Air Conditioning Systems (HVAC)

        3.1   General Description

        3.2   Validation Summary

        3.3   Routine Monitoring Program

4.0 Contamination/Cross Contamination Issues

        4.1   Cleaning Procedures and Validations for Dedicated Equipment

        4.2   Cleaning Procedures and Validations for Shared Equipment

        4.3   Containment Features


5.0 Computer Systems

        5.1   Narrative of the validation process

        5.2   Dates of IQ and OQ

        5.3   Description of parameters monitored and tests performed

        5.4   Validation data summary

        5.5   Explanation of all excursions and deviations

References:

Content and Format of Chemistry, Manufacturing and Controls Information and Establishment Description information for a Biological in Vitro Diagnostic Product (1999)

Submission of Documentation for Sterilization Process Validation in Applications for human and Veterinary Drug Products (1994)

Submitting Documentation for Packaging for Human Drugs and Biologics (1987)

Submission Timeline:

If requested by CLIENT, a final draft of the supplement documentation will be submitted by BAXTER to CLIENT by a date determined by mutual agreement of the parties, for review by CLIENT. CLIENT will provide BAXTER with its comments on such draft as soon as practicable after receipt and BAXTER will thereafter provide CLIENT with final supplement documentation, incorporating CLIENT's comments complete and ready for submission to the FDA, by not later than thirty (30) days after receipt by BAXTER of CLIENT's comments.

Required from CLIENT: To the extent that CLIENT requests services under this Regulatory Plan from BAXTER,

1.
CLIENT is responsible for keeping BAXTER supplied with the most current methods and specifications

2.
CLIENT will summarize and provide written comments from one primary contact. These comments will be reflective of CLIENT'S entire internal comments.

3.
BAXTER will be allowed at least 5 working days from date of receipt to respond to CLIENT written comments. If 5 working days are not allowed, regardless of the reason, a fee of at least $2500 per occurrence may be assessed which is dependent on the amount of effort required by BAXTER.

4.
CLIENT will provide one copy of the BAXTER portion of the final submission.

Project Price:

1.
Total estimated regulatory support is [CONFIDENTIAL TREATMENT REQUESTED]. Any requested support outside the confines of the agreement will be billed separately at a rate of [CONFIDENTIAL TREATMENT REQUESTED].


Exhibit 10 - A
Temperature Controlled Product
Shipping Requirements Document

IDEC Pharmaceuticals
Product Description: Zevalin™ Indium Kit (IDEC-154)

Ship to Account:   IDEC Pharmaceuticals
Ship to Customer:   ICS / IDEC Pharmaceuticals
Ship to Contact:   ICS, Jenny Brian
Ship to Phone:   502-964-3300
Ship to Fax:   502-966-4166
Ship to Address:   5051 Commerce Crossing Drive
Louisville, KY 40229

Designated Carrier: Federal Express Custom Critical, White Glove Service

Transit Time: 3 hours

Special Shipping Conditions: Truck temperature set-point [CONFIDENTIAL TREATMENT REQUESTED] with temperature recorder. Temperature Range [CONFIDENTIAL TREATMENT REQUESTED]

Special Shipping Services:

Carrier Booked by Baxter Shipping Department

Baxter Shipping Department to request temperature control truck with a minimum length of 20 feet and not to exceed 24-feet in length with temperature recorder. The carrier must provide the shipper calibration documentation on temperature monitoring/recording equipment.

Carrier's Bill of Lading must state: "Must Call ICS at 502-964-3300 for delivery appointment" and "Ship Temperature Control [CONFIDENTIAL TREATMENT REQUESTED] set-point."


The Shipment of Zevalin™ Indium Kits from Baxter
Pharmaceuticals Solutions is to be made per the following
instructions

Comments:       

    


    


    

1



Record information in each section as indicated and then initial and date when complete. Have a second person verify the information and then initial and date when complete


Comments:       

    


    


    

2


PRODUCTION BATCH

Lot Number:     
    Packaging Order Number:     
Initials & date     
  Initials & date     
  Initials & date     
  Initials & date     

Lot Number:

    


 

 

Packaging Order Number:

    

Initials & date     
  Initials & date     
  Initials & date     
  Initials & date     

Lot Number:

    


 

 

Packaging Order Number:

    

Initials & date     
  Initials & date     
  Initials & date     
  Initials & date     

TEMPERATURE DATA LOGGER

Manufacturer: Sensitech
Model: Temptale3, 2K, Single Use, without probe
Number Required per Shipment: 2
Note: If product is shipped with IDEC Yttrium Kits (IDEC 156) on the same truck, a total of two Temptale3 devices are required per truck.

Temperature Recorder

Serial Number:     
  Initials & date     
  Initials & date     

Serial Number:

    


 

Initials & date

    


 

Initials & date

    

SHIPPING PACKAGING MATERIALS

Not Applicable

REFRIGERANT

Not Applicable

Comments:       

    


    


    

3


PACK OUT PROCEDURE:

Not Applicable

PALLETIZATION REQUIREMENTS

None. Product is palletized during packaging operations.

PRE LOADING PROCEDURE

Verify that the truck has current calibration documentation for its temperature recorder.
Initials & date     
  Initials & date     

Verify the temperature recorder is operational.
Initials & date     
  Initials & date     

Photocopy the temperature recorder calibration documentation
Initials & date     
  Initials & date     

Attach the temperature recorder calibration documentation to the appendix.
Initials & date     
  Initials & date     

Verify that the trailer temperature set point is 41° F (5° C)
Initials & date     
  Initials & date     

Verify that the trailer is within 5° F(3°C) of the temperature set point.
Initials & date     
  Initials & date     

LOADING PROCEDURE

The load configuration must be a minimum of 1 pallet and a maximum of 8 pallets.

Comments:       

    


    


    

4


Pallets of product must be:

[CONFIDENTIAL TREATMENT REQUESTED]
[CONFIDENTIAL TREATMENT REQUESTED]
[CONFIDENTIAL TREATMENT REQUESTED]
[CONFIDENTIAL TREATMENT REQUESTED].
[CONFIDENTIAL TREATMENT REQUESTED].
[CONFIDENTIAL TREATMENT REQUESTED]

Initials & date     
  Initials & date     

Verify that the temperature data recorder has been pre-configured
Initials & date     
  Initials & date     

Activate the temperature data recorder
Initials & date     
  Initials & date     

Place the temperature data recorder per the following instructions:

Once loading of the truck is complete, place the two Temptale3 devices on the selected pallets above the pallet label and secure the Temptale3 to the pallet. Apply a layer of shrink-wrap over the temperature-recording device.

Initials & date     
  Initials & date     

Review the documentation for completeness

Print Name       
  Print Name       
Signature       
  Signature       
Date       
  Date       

Comments:

 

    


    


    


    

5



Exhibit 10 - B
Temperature Controlled Product
Shipping Requirements Document

IDEC Pharmaceuticals
Product Description: Zevalin™ Yttrium Kit (IDEC-156)

Ship to Account:   IDEC Pharmaceuticals
Ship to Customer:   ICS / IDEC Pharmaceuticals
Ship to Contact:   ICS, Jenny Brian
Ship to Phone:   502-964-3300
Ship to Fax:   502-966-4166
Ship to Address:   5051 Commerce Crossing Drive
Louisville, KY 40229

Designated Carrier: Federal Express Custom Critical, White Glove Service

Transit Time: 3 hours

Special Shipping Conditions: Truck temperature set-point [CONFIDENTIAL TREATMENT REQUESTED] with temperature recorder. Temperature Range [CONFIDENTIAL TREATMENT REQUESTED]

Special Shipping Services:

Carrier Booked by Baxter Shipping Department

Baxter Shipping Department to request temperature control truck with a minimum length of 20 feet and not to exceed 24-feet in length with temperature recorder. The carrier must provide the shipper calibration documentation on temperature monitoring/recording equipment.

Carrier's Bill of Lading must state: "Must Call ICS at 502-964-3300 for delivery appointment" and "Ship Temperature Control [CONFIDENTIAL TREATMENT REQUESTED] set-point."


The Shipment of Zevalin™ Yttrium Kits from Baxter
Pharmaceuticals Solutions is to be made per the following
instructions

Comments:       

    


    


    

1



Record information in each section as indicated and then initial and date when complete. Have a second person verify the information and then initial and date when complete.


Comments:       

    


    


    

2


PRODUCTION BATCH

Lot Number:     
    Packaging Order Number:     
Initials & date     
  Initials & date     
  Initials & date     
  Initials & date     

Lot Number:

    


 

 

Packaging Order Number:

    

Initials & date     
  Initials & date     
  Initials & date     
  Initials & date     

Lot Number:

    


 

 

Packaging Order Number:

    

Initials & date     
  Initials & date     
  Initials & date     
  Initials & date     

TEMPERATURE DATA LOGGER

Manufacturer: Sensitech
Model: Temptale3, 2K, Single Use, without probe
Number Required per Shipment: 2
Note: If product is shipped with IDEC Indium Kits (IDEC 154) on the same truck, a total of two Temptale3 devices are required per truck.

Temperature Recorder

Serial Number:     
  Initials & date     
  Initials & date     

Serial Number:

    


 

Initials & date

    


 

Initials & date

    

SHIPPING PACKAGING MATERIALS

Not Applicable

REFRIGERANT

Not Applicable

Comments:       

    


    


    

3


PACK OUT PROCEDURE:

Not Applicable

PALLETIZATION REQUIREMENTS

None. Product is palletized during packaging operations.

PRE LOADING PROCEDURE

Verify that the truck has current calibration documentation for its temperature recorder.
Initials & date     
  Initials & date     

Verify the temperature recorder is operational.
Initials & date     
  Initials & date     

Photocopy the temperature recorder calibration documentation
Initials & date     
  Initials & date     

Attach the temperature recorder calibration documentation to the appendix.
Initials & date     
  Initials & date     

Verify that the trailer temperature set point is 41° F (5° C)
Initials & date     
  Initials & date     

Verify that the trailer is within 5° F(3°C) of the temperature set point.
Initials & date     
  Initials & date     

LOADING PROCEDURE

The load configuration must be a minimum of 1 pallet and a maximum of 8 pallets.

Comments:       

    


    


    

4


Pallets of product must be:

[CONFIDENTIAL TREATMENT REQUESTED]
[CONFIDENTIAL TREATMENT REQUESTED]
[CONFIDENTIAL TREATMENT REQUESTED]
[CONFIDENTIAL TREATMENT REQUESTED].
[CONFIDENTIAL TREATMENT REQUESTED].
[CONFIDENTIAL TREATMENT REQUESTED]

Initials & date     
  Initials & date     

Verify that the temperature data recorder has been pre-configured
Initials & date     
  Initials & date     

Activate the temperature data recorder
Initials & date     
  Initials & date     

Place the temperature data recorder per the following instructions:

Once loading of the truck is complete, place the two Temptale3 devices on the selected pallets above the pallet label and secure the Temptale3 to the pallet. Apply a layer of shrink-wrap over the temperature-recording device.

Initials & date     
  Initials & date     

Review the documentation for completeness

Print Name       
  Print Name       
Signature       
  Signature       
Date       
  Date       

Comments:

 

    


    


    


    

5




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Exhibit 1 Cancellation Fees
Exhibit 2 Product Specifications for Release Testing of Product Kits
Exhibit 3 Kit Component Specifications for Release Testing of 2B8-MX-DTPA Conjugated Antibody
Kit Component Specifications for Release Testing of 50 mM Sodium Acetate
Kit Component Specifications for Release Testing of Formulation Buffer
Kit Component Specifications for Release Testing of Reaction Vial
Exhibit 4
Exhibit 5 Regulatory Authorities and Countries
Exhibit 6
Exhibit 7 Pricing
Exhibit 8 INTERCOMPANY QUALITY AGREEMENT
TABLE OF CONTENTS
APPENDIX I—List of Quality Contacts (Name, phone, fax, e-mail)
APPENDIX II—Release Documentation
APPENDIX III—Certificate of Analysis for Filling: Conjugated Antibody Component
APPENDIX IV—Certificate of Analysis for Filling: Formulation Buffer Component
APPENDIX V
Certificate of Analysis for Filling: Sodium Acetate Component
EXHIBIT 9
Exhibit 10 - A Temperature Controlled Product Shipping Requirements Document
The Shipment of Zevalin™ Indium Kits from Baxter Pharmaceuticals Solutions is to be made per the following instructions
Exhibit 10 - B Temperature Controlled Product Shipping Requirements Document
The Shipment of Zevalin™ Yttrium Kits from Baxter Pharmaceuticals Solutions is to be made per the following instructions

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EXHIBIT 31.1


CERTIFICATIONS

I, William H. Rastetter, Ph.D., certify that:

1.
I have reviewed this annual report on Form 10-K/A of IDEC Pharmaceuticals Corporation;

2.
Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report;

3.
Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report;

4.
The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-14 and 15d-14) for the registrant and have:

a)
designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this annual report is being prepared;

b)
evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this annual report (the "Evaluation Date"); and

c)
presented in this annual report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date;

5.
The registrant's other certifying officer and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of registrant's board of directors (or persons performing the equivalent function):

a)
all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and

b)
any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and

6.
The registrant's other certifying officer and I have indicated in this annual report whether there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses.

Date: October 2, 2003

    /s/  WILLIAM H. RASTETTER, PH.D.      
William H. Rastetter, Ph.D.
Chairman of the Board and Chief Executive Officer
(Principal Executive Officer)

I, Edward M. Rodriguez, certify that:

1.
I have reviewed this annual report on Form 10-K/A of IDEC Pharmaceuticals Corporation;

2.
Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report;

3.
Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report;

4.
The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-14 and 15d-14) for the registrant and have:

a)
designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this annual report is being prepared;

b)
evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this annual report (the "Evaluation Date"); and

c)
presented in this annual report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date;

5.
The registrant's other certifying officer and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of registrant's board of directors (or persons performing the equivalent function):

a)
all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and

b)
any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and

6.
The registrant's other certifying officer and I have indicated in this annual report whether there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses.

Date: October 2, 2003

    /s/  EDWARD M. RODRIGUEZ      
Edward M. Rodriguez
Vice President, Finance and Controller
(Principal Financial and Accounting Officer)



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CERTIFICATIONS

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EXHIBIT 32.1


CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER
PURSUANT TO 18 U.S.C. SECTION 1350

        In connection with the accompanying Annual Report on Form 10-K/A of IDEC Pharmaceuticals Corporation for the year ended December 31, 2002 (the "Report"), I, William H. Rastetter, Ph.D., Chairman of the Board and Chief Executive Officer of IDEC Pharmaceuticals Corporation, hereby certify pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that:

(1)
such Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2)
the information contained in such Report fairly presents, in all material respects, the financial condition and results of operations of IDEC Pharmaceuticals Corporation.

    /s/  WILLIAM H. RASTETTER      
William H. Rastetter, Ph.D., Chairman of the Board and Chief Executive Officer

October 2, 2003

 

 


CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER
PURSUANT TO 18 U.S.C. SECTION 1350

        In connection with the accompanying Annual Report on Form 10-K/A of IDEC Pharmaceuticals Corporation for the year ended December 31, 2002 (the "Report"), I, Edward M. Rodriguez, Vice President, Finance and Controller of IDEC Pharmaceuticals Corporation, hereby certify pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that:

(1)
such Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2)
the information contained in such Report fairly presents, in all material respects, the financial condition and results of operations of IDEC Pharmaceuticals Corporation.

    /s/  EDWARD M. RODRIGUEZ      
Edward M. Rodriguez, Vice President, Finance and Controller

October 2, 2003

 

 



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CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350
CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350